Simon Hallsworth and John Lea
December 2008
With the advent of mass incarceration in the US, rising prison
populations in English speaking jurisdictions more generally, it
appeared, to many of us writing within the terrain of penal theory that
the state s appetite for pain delivery was on the increase. As these
changes seemed to coincide with a more general crisis of the welfare
state settlement, a number of questions posed themselves. What
explained this punitive turn? Did it represent a new alternative to the
older, rehabilitation focus of penal welfarism; and, most importantly,
what are the social costs attached? Many have grappled with these
questions and have brought a number of theoretical paradigms to bear in
order to address them. John Pratt, for example, drawing on the work of
Norbert Elias, sees such changes as indicative of de-civilizing
processes at play in late modernity (Pratt, 2002, 2005). For Loic
Wacquant, the advent of mass incarceration exemplifies a new way of
governing poverty in post welfare state societies involving a deadly
symbiosis between ghetto and penitentiary (Wacquant, 2004) For David
Garland, punitive developments are to be understood, at least in part,
as a volatile response by the state to the exposure of its limits by
the arrival of perennially high crime societies (Garland, 1996, 2001)
Other elaborations and theorisations of aspects of the punitive turn
include contributions from the authors of the present paper (see Lea
2002, 2004, Hallsworth 2000, 2005).
While there is much that separates the various perspectives of
contributors to the theme of the punitive turn, there is a tendency to
agree on the following: (i) a punitive turn has occurred in the
criminal justice systems of major jurisdictions in many advanced
capitalist societies; (ii) it does appear to mark in crucial respects a
rupture with the penal welfarism of earlier decades; (iii) it is to be
understood in the context of wider changes in the socio-economic
structure and political dynamics of the advanced capitalist societies
associated with globalisation in particular the relative demise of the
Keynesian welfare state and (iv) given the nature of this shift and the
social costs attached, such developments are a cause for concern. While
none of those who have attempted to theorise the punitive turn have
argued that we are all punitive , or that the punitive is the only game
in town , its presence marks a decisive shift in the orientation of
criminal justice in the advanced capitalist societies.
In a recent series of publications various aspects of punitive turn
theory have been subject to sustained critique. Pat O'Malley began the
process a few years ago with a broadside against what he called
'criminologies of catastrophe' (O'Malley 2000); a term embraced and
applied by Steven Hutchinson in a more recent contribution (Hutchinson
2006). Others have joined the encounter. Lucia Zedner (2002) launched a
sustained attack on the 'dystopia' of David Garland's version of the
punitive turn (Garland 2001) More recently, Roger Matthews (2005) has
criticised what he sees as the 'myth of punitiveness'. What unifies
these different commentators, despite their differences, is that they
reject the idea of a punitive turn and / or view recent developments in
social control as largely benevolent or benign. It goes without saying
that critique, even if polemical, is to be welcomed as an essential
part of the process of theory development, In that spirit our response
is in two parts. In this article we shall respond to the
above-mentioned writers in regard to those aspects of their arguments
of with which we most strongly disagree and, indeed, which seem to us
to be characterised by undue complacency concerning recent penal
developments. In a subsequent article we shall attempt a restatement
and further elaboration of punitive turn theory.
As with accounts of the punitive turn, the critiques are not
necessarily all from the same theoretical or empirical standpoint. The
authors mentioned above can be taken as exemplary of four distinct sets
of arguments. The first, exemplified by O'Malley and Hutchinson, argues
that punitive turn theorists are, by and large, chasing a chimera and
that in reality traditional penal welfarism (to use David Garland's
term) is alive and well and in no way displaced by a punitive turn. A
second theme, specifically articulated by O'Malley, argues that
criminal justice policies have always been 'volatile and contradictory'
(O'Malley 1999) and that a diversity of recent developments can be
identified which have little to do with any punitive turn arising from
core changes to the structure of the advanced capitalist societies. For
Zedner, by contrast, such core changes may well have taken place but
have little to do with crime or criminal justice which is a relatively
peripheral area in the overall scheme of things. Finally, Matthews
directly challenges the social cost aspects of the punitive turn,
seeing recent changes in crime control as 'emancipatory' rather than
punitive. What unites these arguments is the assumption that the
momentous and far reaching changes currently taking place on a global
scale have had few consequences for crime and criminal justice. The
latter continues to move serenely along as a relatively unchanged
aspect of state activity, or if changing, then for the better. This is,
in our opinion, the epitome of complacency.
Plus ca change
The first and perhaps most fundamental critique of the
punitive turn is
that it simply has not occurred. We can begin with critiques that
wrongly formulate the original thesis in such a way that it is more
easily refuted. Thus, according to Matthews (2005), for the punitive
turn thesis to hold, there must be clear evidence of punitive intent.
If this assumption is granted then of course it becomes possible for
him to counter the thesis by arguing, for example, that prison
expansion in the US can be better explained either by iatrogenic
features integral to the operation of the criminal justice system (in
this case the recirculation of penal subjects) or by push factors
external to it (such as the imprisonment of people with mental health
problems following the collapse of care in the community). As both
these examples lack the required punitive intent, so the punitive turn
thesis appears falsified. The problem here is that no version of the
punitive turn thesis has ever relied on intentionality and why it
should do so is unclear. It is quite probable to explain many of the
punitive trends not as a direct attempt to induce more pain but as an
unanticipated consequence of social actions which are not punitive but
which nevertheless deliver punitive outcomes. Matthews argues, for
example, that
"In relation to the UK there is also no shortage of
examples of prisons being used as repositories for the containment of
those for whom the necessary welfare or medical services are not
available. As disturbing as these findings are, they indicate that a
significant factor contributing the growth of the prison population is
not just increased punitiveness towards offenders, but rather the
widespread use of the prison as a dumping ground for those for whom the
state is unable or unwilling to provide suitable care and support."
(2005: 188)
No punitive turn theorist would dispute this. The shift from
social inclusion through welfare citizenship to social exclusion
through criminalisation is precisely one of the key seismic shifts in
the social policy of the advanced capitalist societies in recent
decades and is one of the key factors driving the punitive turn. Rather
confusingly, Matthews appears to criticise Loic Wacqant for elaborating
just such a view of the advance of the prison in the US.
Other critics, however, do not see a need to rewrite the punitive turn
thesis in order to demonstrate its falsity. The predominant form of
counter-factual critique usually takes the form of a series of
snapshots of aspects of current penal regimes: usually some mix of
Canada, Australia, Scandinavia and the UK to show that penal welfarism
is alive and well (see for example Penna and Yar, 2003 ). The implied
assumption is that such case studies are falsifying instances as far as
punitive turn theory is concerned. Thus for example, in a discussion of
Canada, Meyer and O'Malley conclude that "Canadian criminal justice
cannot be subsumed under a general model of a global punitive turn."
(Meyer and O'Malley 2005: 213). The implication is that general
theories of a punitive turn must be rejected. If such phenomena do
exist then their explanation is contingent and localised.
One is reminded of Karl Popper's well known interpretation of
scientific method for which, while theories can never be proved (it
being impossible to observe all possible instances covered by a
theory), they can certainly be falsified a single counter-factual
instance contradicting the predictions of the theory being sufficient.
(Popper, 1963) But then, as critics of Popper such as Thomas Kuhn
observed, if science proceeded in accordance with this methodology then
the only activity would be to abandon theories (Kuhn, 1962). Since all
theories encounter at least some 'falsifying' instances, we would be
left without any theories at all! In practice, as Kuhn observed, where
much else sustains and is explained by the theory (in Kuhn's terms the
overall 'paradigm' retains plausibility) then the 'falsifying instance'
becomes regarded rather as a 'puzzle' needing further research and
clarification. Further work on puzzles may in fact lead to an
elaboration and consolidation of the basic paradigm rather than its
abandonment. It is only when the paradigm faces so many 'puzzles' that
it is overwhelmed by them, that the overall approach is rejected; but
even here only when there is an alternative theorisation available with
a plausible level of coherence and which can make more sense of the
'puzzles'.
We find ourselves in something like this position with much of the 'it
hasn't happened here' criticisms of the punitive turn. There is a
certain negativity in the assumption that one instance of an apparent
healthy penal welfarism is all that is necessary to consign punitive
turn theory tout court to the dustbin and render further discussion
unnecessary. Also into the dustbin by default goes the wider
understanding of the dynamics of late modernity which lie behind the
thesis of the punitive turn; there being no need for further discussion
once the latter has been falsified. But as far as we are concerned the
punitive turn coheres far more with current socio-economic changes in
the advanced capitalist societies than does the generalised persistence
of penal welfarism. The general downturn in the world economy, growing
inequalities of income and wealth, geographical segregation of rich and
poor, fragmentation of old class and community solidarities, increasing
concern with security and the management of socially excluded
populations seen as risk groups, the exhaustion of the Keynesian
welfare state; all these developments point in the direction of a
punitive turn as part of a more general drift to more authoritarian
forms of governance.
Nevertheless, critique frequently takes the form of a simple
snapshot
purporting to demonstrate the continued dominance of penal welfarism in
a particular country. There is no general attempt to show how the
current socio-economic changes in the advanced capitalist societies
mentioned above facilitate the survival of penal welfare or indeed to
disprove the existence of those changes themselves. Maybe they do exist
but they are only half the picture: maybe there are powerful
counter-tendencies which sustain penal welfarism in the face of such
changes? Maybe a punitive turn is only produced in certain
circumstances or is one of a number of possible adaptations depending
on the history of individual countries and political systems. Thus for
example, the relationship between what Pratt (2000) calls 'ostentatious
punishment' on the one hand and the rise of risk management (Feeley and
Simon 1992) certainly needs further clarification. A simple notion of
the 'punitive turn' with its admittedly rather narrow focus on
punishment policy, certainly needs to be elaborated further, but this
is quite different from simply abandoning it altogether just because,
like any theory, it faces puzzles. Punitive turn theory does not insist
that all regimes change at the same pace. All manner of resistances and
survivals will be encountered. The point is either to understand them
as precisely resistances (and for how long?) to general trends or to
show that the punitive turn theorists have got their whole paradigm
wrong. Only in the light of such a debate can we learn whether the
'puzzles' are a signal to abandon the whole project or in fact vehicles
on which to elaborate it and make it more rounded and sophisticated. On
this note, had Matthews been less insistent on theoretical demolition
as his preferred mode of engagement, his meditation on the difference
between punitive intentionally and punitive outcome would have provided
new insights for just such an elaboration.
In fact, on closer inspection, several of the more sophisticated case
studies contesting the idea of a new punitiveness already engage with
these issues and reveal an awareness of tensions and counter-tendencies
behind the survival of penal welfarism. This is true, for example, in
the collection edited by Pratt et al. (2005) where Ulla Bondeson
(2005), having documented the survival of Swedish penal welfarism, sees
it as now swimming against the tide and identifies clear signs of an
impending shift towards punitiveness. In the same volume David Nelken
(2005) sees Italian culture and institutions particularly family and
church as bulwarks against a punitive turn but notes that large scale
immigration, much of it illegal, could well become the vehicle for a
new punitiveness. In the Australian context David Brown (2005) argues
that aboriginal people were always excluded from penal welfarism and
that the seeds of a new punitiveness can perhaps be located in the
extensions of penal control of immigrants and asylum
seekers.
Critics of the punitive turn thesis can of course use other ambiguities
in a converse direction: to argue that apparent punitive shifts are in
fact continuations of penal welfarism in another form. Thus Hutchinson
(2006) uses recent work by Kelly Hannah-Moffat (2005) to argue that old
rehabilitative structures have not disappeared but become "the site of
new techniques and new practices." (Hutchinson 2006: 449) Hannah-Moffat
argues that the apparent decline of penal welfarism in favour of risk
management strategies ignores new hybrids of the two and what Garland
and punitive turn theorists "fail to explore in sufficient detail is
how risk strategies have evolved and how rehabilitation has been
revived as a central feature of risk/need management and penal
control." (Hannah-Moffat 2005: 30). She rejects any notion that
rehabilitation has been displaced wholesale by the 'management in
place' strategies first described by Feeley and Simon (1992). What has
happened, she argues, is that the two have been amalgamated in the form
of the orientation to the 'transformative risk subject' in which the
aim of intervention is indeed to change/rehabilitate the offender but
by modern methods associated with the identification and management of
the offender's 'criminogenic needs' rather than older,
welfarist-inspired rehabilitation strategies. But this is a long way
from arguing nothing has changed. She is at pains to point out that the
new rehabilitative strategies are not relics of penal welfare but are
firmly oriented to removing individuals from risk of offending by
teaching them to manage their criminogenic needs within the resources
available such that, for example,
"in areas where unemployment is
endemic, the payoff in identifying employment training among offender's
needs may be smaller than in an area with extensive employment
opportunities... This tautological, but pragmatic reasoning is
different from past welfare enterprises that favoured more global
interventions." (Hannah-Moffat 2005: 42-3)
Hutchinson, in seeming
contradiction of his desire to go beyond 'criminologies of
catastrophe', actually endorses this interpretation "For traditional
rehabilitation, the state and its experts were responsible for success
or failure. With risk/need approaches, the offender is responsibilised
for their offending and their own treatment program." (Hutchinson 2006:
458) The idea that in a society of growing inequality and social
exclusion such self-responsibilisation is not punitive is hardly
credible. Nevertheless it points to directions in which punitive turn
theory needs reformulation and elaboration.
There is no suggestion that Hannah-Moffat would identify herself
with the punitive turn orientation but nevertheless she effectively
shows that the 'new rehabilitationism' is not simply a return to, or
continuation of, the old idea of reintegration into welfare
citizenship. It is rather taking the management of risk groups by the
'warehousing' identified by Feeley and Simon, Wacquant and others a
step further by teaching offenders to 'self-warehouse' through quietly
managing their criminogenic needs without any implications for the
distribution of welfare resources, public investment in employment and
other macro issues which had such an irritating tendency to creep into
traditional discourses of penal welfare. Moreover, when these
tendencies, fairly general in Anglo-Saxon probation systems, are put in
the context of the transformation of probation from social work with
offenders to a punishment oriented 'offender management' system
(Farrant 2006, Goodman 2003), the deskilling of probation officers into
technicians under constant pressure to increase risk assessment scores
(Fitzgibbon 2004, 2007) and the downgrading of 'rehabilitation' from
the status of a right to that of one device among many for effective
crime reduction (Lewis 2005), what at first sight constituted a
'puzzle' for punitive turn theory, starts to look like a confirming
instance while at the same time necessitating a widening and further
elaboration of the dimensions of punitiveness.
The recent work of Rene van Swaaningen (2007) also exemplifies
the power of a more nuanced approach. He clearly documents what most
would accept as one of the clearest and most decisive punitive shifts
in recent years, the transformation of Dutch society from a liberal
welfare state into a punishing state that has presided over a dramatic
rise in its prison population. In so doing he does not attempt to
suggest that the punitive turn is the only turn at play in Dutch
society. His work shows how punitive developments occur but in
conjunction with and by no means in contradiction to the kind of
preventative turn identified by Hughes as another key feature of late
modern societies (Hughes, 2007)
autonomy and insignificance
As far as critics of punitive turn theory are concerned, the
question remains of how to relate to the general changes in the
advanced capitalist societies noted above. Reference to an alternative
general sociology or political economy which theorises an unbroken
continuity with the heyday of the Keynesian welfare state is hard to
find among the critics. Rather, they make recourse to what may be
likened to a backwater thesis of criminal justice: that sees
developments in crime control as more or less autonomous areas of
governance disconnected from wider social changes and disarticulated
from wider social structures.
One variant of such an approach can be found in Lucia Zedner's (2002)
review of David Garland (2001). Garland, as a punitive turn theorist
certainly made some attempt to ground the transition from penal welfare
to what he called the crime control complex in more basic changes in
the social structure of late modernity. For Zedner this is a mistake
because of the peripheral nature of crime. Thus one can be agnostic
concerning the existence of major changes in economy, social structure
and modes of governance because such changes have little effect on the
world of crime and its control. She quotes Downes and Morgan (1997) to
the effect that it is only from the end of the 1970s that 'law and
order' became, in the UK, a contested political issue whereas up to
then it had been relatively depoliticised.
She argues that "techniques
of crime control have become curiously disassociated from crime itself.
The pursuit of 'security'... has become an end in itself whose success
of failure is gauged by quite other criteria than crime rates." She
then asks whether the emphasis on crime in recent years has served "as
a diversion or smokescreen from other graver sources of social ill."
(362) She refers to Richard Sennett (1998) and his demonstration that
"one of the key sources of insecurity in late modern society is the
growing 'flexibility' of employment practices." (362-3). It might be
thought that given the associated fragmentation, isolation and
insecurity induced by such flexibility, this might have had some effect
on crime and responses to it. Indeed a major component of Garland's
explanation of the punitive turn was the growing sense of insecurity
among the middle classes posed by the advent of high crime societies
and the inability of penal welfarism to confront it. But as Zedner has
already criticised Garland for overstatement on this theme she could
hardly embrace it herself. Rather she sidesteps the issue by
marginalising it:
"The extreme insecurities of the job market under late
capitalism described by Sennett suggests a crisis of control that
affects people's lives to an infinitely greater degree than crime or
even the fear of crime. Is it possible that successive governments
focus on crime precisely in order to conceal their relative
powerlessness to control other ills, be they the rapidly fluctuating
global economy, the decline of the nuclear family or the despoilment of
the environment" (Zedner 2002: 363)
It is surely unrealistic to imagine that the developments
described by Sennett, by enhancing insecurity both of employment and
social and personal life generally, do not impact on the fear of crime,
the concentration of crime in various deprived communities and the
forms of control which governments deploy. This is true even if there
are other effects of greater magnitude. The idea that crime would
retain the marginal and depoliticised status that it had in the 1950s
as described by Downes and Morgan, were it not for irresponsible
government induced moral panics is hardly credible. There is a failure
to understand the degree to which, precisely because of the changes
analysed by Sennett and many others, crime and insecurity have become
central arenas through which large areas of social life are now lived
and governed accordingly. Government policies have certainly reinforced
this, but they have hardly created it out of thin air as some sort of
diversion.
Zedner's failure to understand this dynamic is illustrated by her
recourse to historical analogy. She quotes approvingly the legal
historian John Langbein who, in 1983, in a polemical intervention
(Langbein 1983), criticised historians like Edward Thompson, Douglas
Hay, Peter Linebaugh and others for "overstating the importance of
crime control to the social order. 'The criminal justice system', he
argued, occupies a place not much more central than the garbage
collection system.'... can Langbein's charge be levelled against
contemporary penal theorists?" (Zender 2002: 362). To see crime control
as analogous to garbage collection is perhaps an unfortunate metaphor
both as regards implied attitudes to offenders and also in the context
of current global problems of waste disposal. While she recognises the
unfortunate nature of Langbein s metaphor in this respect it seems
neverthelss to contradict her own view, quoted above, that the
'despoilment of the environment' is more important than
crime.
In the polemic referred to by Zedner, Langbein expounded a
completely ahistorical view of crime as an unchanging, asocial and
always marginal phenomenon. He did this in the face of the painstaking
research by Douglas Hay, Edward Thompson and their associates into the
dynamics of class struggle in eighteenth century England which led them
to develop a concept of 'social crime' to show precisely the opposite:
that in the context of eighteenth century England crime, law and
justice were major arenas for the emergence and clash of new social
forces. (see Hay et al. 1975, Lea 1999) It is not without some irony
that Pat O'Malley made an important Australian contribution to this
theme (see, for example: Malley 1979, 1981). Zedner applies the
Langbein methodology and argues that to understand present social
dynamics it would be better to read Sennett. But if the dynamics
described by Sennett are true then it is unlikely that they fail to
manifest themselves in the area of crime. Hay and Thompson et al.
showed how in eighteenth century England 'social crime' became a
terrain of incipient class struggle prior to the formation of class
politics, organisation and consciousness. As industrial capitalism
developed, with class politics, political representation, rising
incomes and, finally, the welfare state, crime did indeed eventually
become more of a peripheral and marginal issue as described by Downes
and Morgan. But in the present period we face the mirror image of the
situation analysed by Thompson. Crime has come to colonize many areas
of social life, from business to entertainment, personal identity and
culture (see Young, 1999; Hayward, 2004). There has been a process of
"structural normalisation whereby certain types of crime
increasingly function as a part of the reproduction of social and
economic life rather than its episodic disruption or dysfunctional
breakdown, The role of crime as both as mode of capital accumulation
and as a way of surviving its consequences becomes an increasingly
important issue." (Lea 2002: 140)
A second variant of the autonomy thesis is expounded by O'Malley
(1999). In a similar way to Zedner he sees crime and its control as
peripheral issues, a "side-show in a far bigger restructuring of
governance" (1999: 182) This 'restructuring of governance' currently
taking place does not appear to be related to general changes of the
type analysed by Sennett and at least noted by Zedner even if, for her,
they have little impact on crime. It rather seems to have an autonomy
all of its own and is due to a certain volatility in the sphere of
politics and the state which does not appear to be related to wider
issues of socio-economic change. The current period is seen as
characterised by an unstable alliance between two ideologies or
'paradigms of government': namely, neo-conservatism and neo-liberalism.
The former stresses authority, discipline and retributivism, the latter
privatisation, autonomy, self-government by individuals and
communities. The strong point of this argument is that this enables
Malley to take on board a plurality of developments including more
punitive ones but also reintegrative strategies such as restorative
justice which punitive turn theorists have tended to ignore (a point
also made by Hutchinson 2006). But the emergence of such measures is
apparently to be explained purely by reference to these conflicting
government paradigms and not any wider structural changes.
"In an environment in which neo-liberal techniques of
government are grafted onto other rationalities, the prognosis, I
suggest, is for a prolonged period of inconsistency and volatility in
penality. Even so, I suggest that this has more to do with changing
paradigms of government, than with anything so catastrophic as the
emergence of postmodernity or, perhaps, reaching the limits of the
sovereign state." (O'Malley1999: 192)
The basic problem is that in order to insulate the various
contradictory changes in penality, which he identifies as underway,
from any contact with forces such as postmodernity or the dynamics of
global capitalism, O'Malley is forced to refer only to ideologies or
paradigms of government which have been around and in uneasy 'volatile
and contradictory' alliance since the dawn of industrialisation. Indeed
penal welfare was itself one version of the alliance between liberal
and conservative ideas: that a patrician elite would supervise the
humane rehabilitation and socialisation of the lower orders, including
criminal offenders, into a welfare state citizenship which would enable
them to become autonomous self-acting citizens and communities. What
needs to be emphasised is that the re-emergence of liberalism and
conservatism in their 'neo' variants comes about under conditions of
the crisis and breakdown of the consensus around penal welfare. It is
implausible to deny the roots of this breakdown in the impact of
globalisation and concomitant socio-economic changes in the advanced
capitalist countries mentioned above. The 'changing paradigms of
government' are precisely a reflection of these changes and the
attempts of political elites to come to terms with them: hence their
'volatile and contradictory' nature.
Roger Matthews (2002) develops another version of the
backwater thesis in his own critique of David Garland. Crime is neither
peripheral garbage collection nor are the politics of crime control
played out in some insulated governmental stratosphere, but rather,
crime control has lost its distinct identity and "become enmeshed
within a wider framework of community safety which incorporates issues
of health, transport, the environment and housing. In this process
crime is in danger of losing its prominence and becomes one of a number
of 'hazards' which have to be dealt with." (2002: 224) We are thus
"witnessing a de-centring of crime control and moving towards the
development of mechanisms for the management of the socially excluded
and the 'underclass and other problem groups often with reference to
notions of 'risk' and 'dangerousness'." (2002: 224-5)
There is, in fact, not much to disagree with here. But the argument is
tangential to the question of the punitive turn. The fact that crime
has become part of a wider continuum of anti-social behaviour and crime
control 'enmeshed within a wider framework' involving a plurality of
agencies, may be precisely one of the ways in which crime control comes
to exert a decisive influence on the working of other agencies. Crime
appears to be 'one harm among many' precisely because so many other
forms of sub-criminal harm have been effectively criminalised through
various strategies of pre-emptive criminalisation. (Lea 2002) This has
been particularly marked in areas like mental health (Fitzgibbon 2004,
2007) and in measures (in the UK) such as Anti-Social Behaviour Orders
(ASBOs) (Squires and Stephen 2005, Wain and Burney 2007) or
Indeterminate Sentences for Public Protection (IPPs) imposed on the
basis of risk assessments (Rose 2007). Crime is subsumed into a wider
theme of 'security' and 'protection of the public' which has become the
driving force for a progressive criminalisation of social policy in
general (Coleman, 2004). Community safety, far from being a different
kind of process to crime has become instead dominated by conventional
orientations to criminality and crime control (Crawford 2006).
Meanwhile, the core criminal justice system (and the centrality of the
prison) goes from strength to strength in terms of expanding prison
populations. Matthews' (correct) identification of the growth of a
diversity of responses to crime is, in our opinion, more a signal to
expand and elaborate the dimensions of the punitive turn than to regard
it as falsified by events.
emancipation
An important theme in the criticism of punitive turn theory is
that
even if true it is not the only game in town. Indeed it is
theoretically possible to concede an element of truth to the punitive
turn thesis in the area of penal policy but argue that it is
counterbalanced by other developments of an anti-punitive nature. This
is what O'Malley has in mind in his reference to the volatile and
contradictory nature of penal politics. Prison expansion has been
accompanied by the growth of non-punitive systems such as restorative
justice. We cannot do justice to the causes and effectiveness of such
innovations here save to say that their emergence in no way invalidates
punitiveness as the predominant tendency. It can, however, be observed
that insofar as they attempt to establish a new relationship between
offenders, victims and communities their effectiveness is restricted to
certain types of crime and to communities with sufficient cohesion to
sustain such interaction. Indeed, serious questions can be raised as to
whether free market societies committed to exclusionary policies are
capable of creating let alone sustaining a community into which the
excluded and marginalised can be included or restored to. As Barbara
Hudson remarked, the "weakest point of many of the restorative justice
formulations, is thus & what is the community; what is community
interest and how can it be represented?" (Hudson 1998: 251) Or as John
Braithwaite put it "Restorative justice founders when the welfare state
is not there to support it." (Braithwaite 2000: 233)
So it is likely
that the very socio-economic forces which have undermined penal
welfarism and laid the ground for the punitive turn hinder rather than
facilitate the development of seemingly more benevolent innovations
such as restorative justice. In the absence of substantial long term
programmes of economic and social renewal of these areas in short, a
return to the Keynesian welfare state these hindering factors are
likely to intensify and the results can indeed be described as
catastrophic. Hutchinson (2006), in confronting catastrophe criminology
with rays of sunshine fails to consider these issues. Thus his mention
of therapeutic drug courts as yet another falsification of the punitive
turn ignores the fact that these, although not directly punitive, pay
little respect for the human rights of those processed through them.
Nor are these courts an alternative to the wider war on drugs
perpetrated to such disastrous effect by the US, it is another front in
its development.
It is one thing to argue that the punitive turn has been
(partially) negated by the growth of non-punitive developments: it is
another to argue the progressive nature of the punitive developments
themselves. Such developments are rarely presented politically as such,
being seen rather as rational solutions to social problems. It is their
unintended consequences that are important. Matthews, in his critique
of Garland, argues, however, that the very distinction between liberty
and regulation is now outdated and that
"the exhaustion of the regulation/emancipation dichotomy
is& one of the distinguishing features of late modernity such that
emancipation collapses into regulation with the consequence that
regulation is seen less as the opposite or negation of regulation but
rather one of the main routes through which emancipation might be
achieved." (2002: 222)
On one level this seems simply a roundabout way of making the
uncontroversial point that some sections of the population benefit from
measures which prove punitive. The victim benefits from the
incarceration of the offender; local residents benefit from the
Anti-Social Behaviour Orders which keep threatening youth gangs and
drug dealers out of the area. Thus Matthews criticises Garland for
having made:
"little reference to the ways in which some recent
interventions
have improved the quality of some people's lives, albeit at a price.
Consequently the empowering and emancipatory elements of certain crime
control policies remain unexamined and the picture which emerges is a
growing network of controls which appear unnecessarily constraining and
restrictive." (2002: 222)
This could be read as a call to criminologists to rally behind the
criminal justice system or at least the 'what works' agenda and that
efforts to manage crime and risk should be supported irrespective of
how punitive, invasive or contrary to due process they may be. The
thinking behind this approach appears to be if re innocent ve nothing
to fear. There is undoubtedly an increased public demand for security,
though whether the demand is congruent with the threat is a debatable
issue. But, notwithstanding the fact that governments in democracies
need to present themselves as responding to public demand in new ways,
it does not follow that the measures enacted actually are 'empowering
and emancipatory'. Community safety, for example, may signify a concern
for public wellbeing but as studies show, (Coleman, 2004; Coleman and
Sim, 2000; Hancock, 2003, Crawford 2006) the practices associated with,
or which stem from it, work with a highly attenuated notion of the
public and its needs.
Matthews (2002) mentions areas such as sexual assault and racial
attacks where more punitive measures and alterations to criminal
procedure do seem obviously to benefit victims of crime. But most IPPs
for example are imposed on burglars and street robbers (Rose 2007) and
there is growing evidence of cases where ASBOs have intensified rather
than reduced the factors driving young people towards criminal
lifestyles (Wain and Burney 2007). Part of the problem is identified by
Matthews himself as the merging of crime into a wider spectrum of harms
and problems. Under such circumstances criminal justice constraints
inevitably take on a scatter-gun character and effectively criminalise
those who have yet to enter serious criminality. The result is that of
more and more offenders& getting mired deeper and deeper within the
criminal justice system for doing less and less. (Morgan, 2003: 14)
Including, it could be added, populations which, until recently, were
once considered vulnerable and in need of support such as sex workers
and street drinkers both of whom may now find themselves subject to
highly punitive anti social behaviour orders. Despite the celebration
of the growth of restorative justice by the authors under consideration
here, this remains the predominant trend.
But then can we really be surprised that in class divided, fragmented
and highly unequal societies, all sorts of contradictory pressures come
into play. Measures which appear to benefit one group, middle class
consumers and shoppers for example, may well oppress others; in this
case the undesirable street occupiers such as beggars, public drinkers,
and young people hanging around who offend them. Thus Matthews (2002)
seems to hedge his bets. Improvements have only been for 'some people'
and 'at a price'. What we need to establish is which people and at what
price. These are precisely the issues which are the focus of the debate
about the new punitiveness! ASBOs and Dispersion Zones may certainly
make some people feel safer and may reduce their fear of victimisation.
But they may simultaneously oppress and make more hazardous the lives
of many more poorer and socially marginalised people such as the
beggars, sex workers street drinkers, the homeless and so on. In other
words yes, crime control is emancipatory for the powerful just as it
always has been. For the poor and marginalized suspect communities , it
is a different story.
conclusion
To argue that critics of the punitive turn fail to demonstrate their
point is not, of course, to confirm the punitive turn. We are conscious
that we have not settled the issues but only begun what, hopefully,
will be a more elaborate debate. The punitive turn thesis is not immune
from criticism and we are conscious that we have not reformulated or
provided any new defence of the thesis. This we intend to do in a
subsequent work. We can, however, conclude with a few indications of
the directions in which the argument needs to proceed. The main
weakness of the punitive turn thesis is, as we see it, is its focus on
the prison system. This is not wrong but only part of the picture.
There is a much wider and, therefore, more alarming, sea change in
criminal justice systems as a whole underway. Much of it is associated
with changes in criminal procedure in areas such as legal proof,
sentencing policy and police powers. There seems a diminishing concern
with civil liberties and a view that these must be obviously
compromised in the name of combating organised crime (see Lea 2004),
terrorism and a more general re-balancing of the criminal justice
system in favour of the victim (a phrase much used by the Blair
government in the UK). There has been an expansion of coercive policing
and forms of pre-emptive criminalisation directied at marginalised
groups. There is a real feeling that those concerned with traditions of
civil liberties, due process, non-intrusive police powers, as well as
rising prison numbers are fighting against the stream.
Nor is this more general punitive turn restricted to the US and
English speaking jurisdictions more generally, the states that provided
the case studies around which forms of punitive turn theory developed.
In recent years we find the imprint of a new and disturbing
punitiveness also manifesting itself in a number of European societies.
Its imprint is clearly evident in the case of the Netherlands and Spain
as their rising prison figures show (van Swaaningen, 2007); and
concerns about popular punitiveness are also apparent in states like
Germany. Whether this is the prelude to a wider punitive turn more
generally in Europe, remains to be seen given that developments in
penal and crime control policy is uneven. Each locality, we recognize,
is different and change is always over-determined by local histories
and cultures. But we must move beyond a simple empirical approach
enshrined in the question has it happened here? We need to identify
what pressures are acting at a global level and which are purely local
or national and develop an understanding of how and why some states
fall victim to a punitive turn and others resist.
While we accept that some penal initiatives may be benevolent, we find
it difficult to feel as complacent about penal change as the
commentators we have considered here. Adopting a realistic position, as
Mathews suggests we do, is indeed the right orientation to take. The
question though is what does a realist criminology amount to when it
becomes little better than a panglossian penality? Yes, the left need
to recognize that social control mechanisms are not necessarily
oppressive. It needs to understand and champion those forces which may
pose realistic alternatives to the will to punish currently at play in
free market societies. We therefore have no problem in recognizing that
restorative justice may well pose real alternatives to punitive
policies, though as we argued above, restorative justice, to be
anything other than a minor qualification to an otherwise increasingly
punitive state system, needs fundamentally different socio-economic
underpinnings. A public criminology certainly requires some sense of a
viable alternative to a punitive state, but surely we need to know what
the punitive state looks like and be clear about its social costs, if
we are to resist it.
Reasserting the case for the existence of a punitive turn does
not entail accepting that it is the only turn that is of consequence.
Indeed understanding how an array of different turns are articulated
together in the control assemblage poses a real theoretical challenge.
It not least entails a pressing need also to re-engage with state
theory, an area within criminology that has for too long been
neglected, not least given the fixation of many governmentality
theorists with power beyond the state much of which, in any case,
elaborates new articulations of state power (Lea and Stenson 2007). It
certainly requires more than simply pointing to this or that turn as
evidence of a contradictory and volatile world where different
rationalities clash or give way one to another. The culture of control
, as Garland terms it, is complex but not necessarily contradictory.
What needs to be addressed is how seemingly oppositional forces are
unified within changing hegemonic strategies within the emerging
security state.
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